Cftc notices
WebJul 1, 2003 · interpretive notice In October 2001, the CFTC issued a Statement of Acceptable Practices ("Statement") for ethics training. This Statement replaces the Commission's prescriptive ethics training rule and allows flexibility in the format, frequency and providers of ethics training, permitting each firm to tailor its training program to better ... Web1. What are the CFTC Initial Margin Segregation Regulations? Swap dealers and major swap participants are required to notify counterparties of their right to require segregation …
Cftc notices
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WebOct 5, 2024 · On September 22, 2024, the Commodity Futures Trading Commission (CFTC or Commission) (1) issued an order settling charges against protocol creator bZeroX, LLC and its founders, and (2) filed a federal civil enforcement action against the Ooki DAO, the unincorporated decentralized autonomous organization (DAO) that was the … WebJun 8, 2024 · The Commodity Futures Trading Commission (“CFTC” or “Commission”) is seeking public responses to this Request for Information to better inform its understanding and oversight of climate-related financial risk as pertinent to the derivatives markets and underlying commodities markets. Public responses to this request will help to inform ...
WebThe Commodity Futures Trading Commission's (CFTC) Whistleblower Program, created by the Dodd-Frank Act, provides monetary incentives to individuals who come forward to report possible violations of the Commodity Exchange Act. ... a whistleblower must also submit an award application when the Whistleblower Office releases a Notice of Covered ...
WebApr 14, 2024 · For CSI 1000 index options, contract months with single counted (long or short) aggregate positions of 20,000 lots or more and the current month shall be … WebMar 13, 2024 · Commodity Exchange Act & Regulations; How Rules Are Made; Federal Register; Public Comments; CFTC Staff Letters; Dispositions; Opinions & Adjudicatory …
Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management regulations adopted under the Commodity Exchange Act (CEA) to permit futures commission merchants (FCMs) that are clearing members (clearing FCMs) to treat the Start Printed …
WebCFTC-12, National Futures Association (NFA) Applications Suite System (Exempted) 84 FR 17811 This system contains records held by NFA on behalf of the CFTC by delegated … thiaminium-kation pyridoxinWebFor questions regarding any of the MRANs listed below, please contact the Market Regulation Department by phone at +1 312 341 7970 or via email at [email protected]. To obtain a copy of previously issued MRANs or other CME Group issued advisory notices, please use the Advisory Notice Search. … thiamin is vitamin bWeb7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of … sagely blue dragonscale trovehttp://www.cffex.com.cn/en_new/Notices/20240414/32102.html sagely.com loginWebSep 1, 2024 · Data at CFTC Commitments of Traders Weekly Swaps Report Bank Participation Reports Cotton On-Call Financial Data for FCMS Net Position Changes … sagely and edwards fort smith arWebAug 14, 2024 · See Securities Exchange Act Release No. 89703 (August 28, 2024), 85 FR 55054 (September 3, 2024) (Notice of Filing and Immediate Effectiveness of File No. SR-FINRA-2024-025). The National Futures Association (NFA) has made conforming changes to the Statement. See letter dated May 29, 2024, from Carol A. Wooding, NFA’s Senior … thiamin ist vitaminWebKeep in mind what the Whistleblower Office can and cannot tell you. If you call the Whistleblower Hotline (1-866-873-5675) or send an email ( [email protected] ), staff from the Whistleblower Office will answer any procedural questions you have regarding the Whistleblower Program but cannot give any legal advice. sagely community